Besides Compliance Advisory, SARK is also a capital markets consulting firm with a specialized focus on enabling Small and Medium Enterprises (SMEs) in India to access the public markets through the IPO route. With a deep understanding of the regulatory landscape, investor expectations, and market dynamics, we are proud to have successfully advised over 10 high-potential Companies in launching and managing their IPOs on BSE and NSE.
Over the years, we have earned the trust of promoters, investors, and intermediaries by delivering consistent results, tailored strategies, and hands-on execution support throughout the IPO journey and beyond.
IPO Advisory Services
At SARK, we offer comprehensive, end-to-end IPO advisory services, making us the preferred partner for SMEs aiming to go public. Our scope of work spans across the entire IPO lifecycle:
- Pre-IPO Planning and Assessment
We assess the client's readiness for IPO, evaluate financial performance, and conduct eligibility checks in line with SEBI and Stock exchange norms.
- Strategic Structuring and Valuation
We guide on optimal capital structure, valuation methodology, and promoter holdings to ensure a successful issue.
- Regulatory Documentation and Compliance
From drafting the Draft Red Herring Prospectus (DRHP) to handling Securities and Exchange Board of India (SEBI) observations, Stock exchange queries, and Ministry of Corporate Affairs (MCA) filings, we ensure full regulatory compliance.
- Stakeholder Coordination
We work closely with merchant bankers, legal advisors, registrars, auditors and market makers to manage seamless coordination and execution.
- Marketing, Investor Roadshows, and Issue Management
Our team helps organize investor roadshows, prepare compelling pitch decks, and support marketing activities to generate strong investor interest and issue subscription.
Our rich experience and methodical approach help promoters unlock growth capital while enhancing brand visibility, governance, and market credibility.
Private Fundraising Solutions
In addition to IPOs, we offer a robust suite of fundraising services for businesses at various growth stages. Whether you are preparing for an eventual public listing or seeking interim capital to scale operations, our team can help structure and raise funds from:
- Private Investors and HNIs
We maintain strong relationships with high-net-worth individuals who seek strategic investments in promising SMEs.
- Family Offices
We help businesses tap into multi-generational family wealth through curated investment opportunities tailored to their risk and return expectations.
- Private Equity & Venture Capital Firms
We identify and approach the right PE/VC partners, aligning their investment thesis with the client's business model and long-term vision.
- Pre-IPO & Bridge Funding
For companies on the cusp of going public, we arrange pre-IPO placements and bridge capital to support operational scale-up and IPO-related expenses.
We adopt a highly personalized and strategic approach to capital raising — from preparing investor decks, term sheets, and valuation reports to conducting negotiations and facilitating due diligence.
Our Track Record
- Advised 10+ SMEs across industries including manufacturing, logistics, Infrastructure, Engineering and renewable energy.
- Assisted in fund mobilization ranging from ₹ 35 Crore to ₹150 Crore per issue through IPO and pre-IPO channels.
- Built a strong ecosystem of merchant bankers, registrars, legal advisors, market makers, and institutional investors.
- Supported post-IPO compliance, investor relations, and capital restructuring initiatives for multiple clients.
Why Partner with Us?
- Specialized Expertise: Deep knowledge of IPO regulations, SEBI and Stock exchange listing procedures and compliance requirements.
- Proven Execution Capability: Strong track record of successful IPOs and capital raises across diverse sectors.
- Wide Investor Network: Access to a curated network of private investors, family offices, and institutional capital.
- End-to-End Support: From strategy formulation to final listing and fund disbursement, we walk the journey with you.
- Client-Centric Approach: We treat every business as unique and tailor our services to suit individual needs and goals.
Connect With Us
Whether you're an SME looking to go public or a growth-stage business exploring strategic funding options, SARK is your trusted partner for navigating India's capital markets.
Email: sumit.khanna@sarkcs.in
Let us help you unlock capital, scale your business, and build lasting market credibility.